William Foster was named in a dispute seeking over $400,000 for allegedly misrepresenting returns from a variable annuity. The Sonn Law Group is investigating allegations that[...]
Broker / Advisor Investigations
Genevieve Mar has been the subject of four customer disputes throughout her career, two of which are still pending. The Sonn Law Group is investigating allegations[...]
Steven Netzel is the subject of a customer dispute seeking $300,000 in damages. The Sonn Law Group is investigating allegations that Steve Netzel made unsuitable recommendations.[...]
Morgan Stanley is facing sanctions for failing to monitor a former broker’s trading activity. The Sonn Law Group is investigating allegations that Justin Amaral committed[...]
Jefferey Dyra refused to provide documents and information requested by FINRA when it began an investigation into whether he misappropriated client funds. The Sonn Law Group[...]
Eric Pica is under investigation for misappropriation and allegedly providing false testimony. The Sonn Law Group is investigating allegations that Erik Pica committed misconduct. Under[...]
Wes Baiz refused to provide documents and information requested by FINRA when it began an investigation into possible irregularities in certain documents pertaining to Norman’s[...]
William Hightower was barred by FINRA in 2015 after failing to respond to requests for information. The Sonn Law Group is investigating allegations that William[...]
Stuart Nichols was barred by FINRA after failing to participate in the investigation into his trading activities. The Sonn Law Group is investigating allegations that[...]
Brandon Stimpson has been the subject of multiple customer complaints alleging unsuitable recommendations. The Sonn Law Group is investigating allegations that Brandon Stimpson made unsuitable[...]