Hoffman is accused of selling unregistered GT Media, Inc. securities to 46 investors in at least twelve states. The Sonn Law Group is investigating claims that[...]
Broker / Advisor Investigations
Clayton Wertz allegedly created false brokerage account statements to help a client secure and maintain a multi-million dollar bank loan and line of credit. Did you[...]
Mueller and his company Northridge Holdings are the subject of an SEC complaint alleging misuse of investor funds. Did your financial advisor or broker reccomend that[...]
Paul Pitsironis allegedly transmitted more than $400,000 from a client’s account to his own. Did you lose money investing with Apostolos (Paul) Pitsironis? Under FINRA Rules,[...]
Barred for refusing to furnish documents and information around his alleged theft Did you lose money investing with Michael Barry Carter? Under FINRA Rules, brokerage firms[...]
Currently involved in a pending dispute alleging misrepresentation of variable annuities Did you lose money investing with Bernie Adair? Under FINRA Rules, brokerage firms are[...]
Discharged from MML for diverting customer funds for his own use Sonn Law is investigating Former MML Investors Services Broker Timothy Johnson. We represent investors in[...]
Suspended after an investigation revealed Mr. Savell had participated in private securities transactions Sonn Law is investigating Former LPL Financial Broker Eric Savell. We represent[...]
The broker is currently involved in a customer dispute alleging unsuitable investments in GPB Capital which caused significant losses. The Sonn Law Group is investigating[...]
Broker Michael Fasciglione is Accused of Offering Unsuitable GPB Capital Holdings Investments The Sonn Law Group is currently investigating claims involving Michael Fasciglione and GPB[...]