Fretz has been the subject of two settled customer disputes in the past year alleging unsuitable investment recommendations. The Sonn Law Group is investigating allegations[...]
Broker / Advisor Investigations
FINRA was investigating allegations that Husby served as a power of attorney and co-owned a bank account with an elderly customer. The Sonn Law Group[...]
Tolmacs has been named in 12 customer disputes over the span of his career as a broker. The Sonn Law Group is investigating allegations that[...]
SEC Charges Adam P. Rogas, Founder of NS8, Inc., With Fraud; Investors May Have Options for Recovery
Rogas was charged with raising $123 million in fraudulent offerings. The Sonn Law Group is investigating the 2020 offering from NS8 that raised $73 million[...]
Charatie A. Seelye Among 60 Defendants Charged in $300M Telemarketing Fraud Scheme Targeting Seniors
Seelye, a Minnesota resident, is a call center manager and was charged with conspiracy to commit mail and wire fraud. The Sonn Law Group is[...]
Willy was ordered to return $2.75M in commissions to whom she sold alternative investments. The Sonn Law Group is investigating allegations that Brooklynn Chandler Willy[...]
Geake has been the subject of four customer disputes since 2018. The Sonn Law Group is investigating allegations that James Geake committed misconduct. If you[...]
Izaguirre is accused of misleading a client about the details of alternative investments. The Sonn Law Group is investigating allegations that Samuel Izaguirre committed misconduct.[...]
Shaw was also barred by the State of Washington Securities Division in April 2019. The Sonn Law Group is investigating allegations that Brendan Shaw made[...]
The clients allege that Esses fraudulently transferred over $2M from his client’s accounts. The Sonn Law Group is investigating allegations that Tony Esses committed fraud.[...]