Mishne is accused of breach of fiduciary duty, unsuitable recommendations, and fraud. The Sonn Law Group is investigating allegations that Ernest Mishne committed misconduct. If[...]
Broker / Advisor Investigations
Pimental was also accused of unauthorized trading and churning. The Sonn Law Group is investigating allegations that Daniel Pimental committed misconduct. If you or a[...]
Reid is accused of participating in private securities transactions in a third-party’s account held away from his member firm. The Sonn Law Group is investigating[...]
Pullaro’s customers allege that he recommended an unsuitable alternative investment. The Sonn Law Group is investigating allegations that Christopher Pullaro recommended unsuitable alternative investments. If[...]
The founder of the alleged fraudulent scheme, arrested after FBI agents located multiple firearms in his Philadelphia home. The Sonn Law Group is investigating allegations[...]
The SEC alleges that Brewer sold over $100,000 in stock in advance of an announcement that caused the stock price to fall. The Sonn Law[...]
Knox is accused of treating accounts as discretionary without customer authorization and falsely attesting that he had not been charged with a felony. The Sonn[...]
Raymond Ferro of Danbury Connecticut allegedly wrongfully transferred $330,000 from a client’s bank account to his own bank account. Sonn Law Group represents a customer[...]
Bennett has been the subject of fifteen customer disputes throughout his career. The Sonn Law Group is investigating allegations that Christopher Bennett committed misconduct. If[...]
Former customers alleged that they incurred unnecessary sales charges because of Levine’s recommendations. The Sonn Law Group is investigating allegations that Frederick Levine made unsuitable[...]