Schwartz is the president, co-owner and managing member of RRB Asset Management. The Sonn Law Group is investigating allegations that RRBB Asset Management, LLC and[...]
Broker / Advisor Investigations
Cohn, who previously worked for the SEC, was charged with a number of felonies in 2019 in connection with his employment at GPB Capital. The[...]
Rodemer agreed to pay a $385K fine for using a client’s account for his personal expenses. The Sonn Law Group is investigating allegations that Steven[...]
Brown is accused of engaging in a Ponzi-like scheme with his investment fund. The Sonn Law Group is investigating allegations that Steven Fitzgerald Brown engaged[...]
Conley was indicted on six counts of mail fraud and one count of securities fraud. The Sonn Law Group is investigating allegations that Phillip Conley[...]
FINRA initiated an investigation into Ianace based on allegations of failing to disclose outside business activities. The Sonn Law Group is investigating allegations that Peter[...]
The complaint alleged that Soto withheld the information because he feared termination. The Sonn Law Group is investigating allegations that Rani Soto engaged in undisclosed[...]
The SEC’s complaint charged the parties with misappropriating over $1.2M from investors. The Sonn Law Group is investigating allegations that Gary Wykle and Alejandro Cortes[...]
The complaint alleged that Clason stole over $300K from an elderly client in 2019. The Sonn Law Group is investigating allegations that Matthew Clason stole[...]
Woitkoski is accused of exercising discretion without written authorization from clients or his member firm. The Sonn Law Group is investigating allegations that Joseph Woitkoski[...]