Hawke has been the subject of eight customer disputes, two employment terminations, and one suspension over his career. The Sonn Law Group is investigating allegations[...]
Broker / Advisor Investigations
Bosh alleged fraud, breach of contract, and failure to supervise, among other violations. The Sonn Law Group is investigating allegations that Jeffrey Wiseman committed misconduct.[...]
Frank has been the subject of two other customer disputes over his career, both of which were settled. The Sonn Law Group is investigating allegations[...]
One customer is seeking $700,000 in damages over GPB private placements. The Sonn Law Group is investigating allegations that brokers recommended investments in GPB Capital[...]
Harman allegedly directed customers to sign blank or incomplete minimum distribution request forms. The Sonn Law Group is investigating allegations that John Harman violated FINRA[...]
Hafen allegedly defrauded clients out of more than $1.6 million. The Sonn Law Group is investigating allegations that Elias Hafen committed fraud. If you or[...]
Marwieh is accused of selling more than $5 million in pension-linked investments and real estate development notes to clients. The Sonn Law Group is investigating[...]
Castoriano was under investigation by FINRA based on allegations of excessive trading. The Sonn Law Group is investigating allegations that Daniel Castoriano was involved in[...]
Gann allegedly recommended high-risk investments to an elderly retiree. The Sonn Law Group is investigating allegations that Mason Gann recommended unsuitable investments. If you or[...]
Barone allegedly altered documents that he had to produce to FINRA, among other violations. The Sonn Law Group is investigating allegations that Christpher Barone committed[...]