The claimants accused Atyeo of negligence and breach of fiduciary duty, among other forms of misconduct. The Sonn Law Group is investigating allegations that Timothy[...]
Broker / Advisor Investigations
James Kennedy, Formerly of Woodbury Financial, Barred by FINRA After Refusing to Provide Information
FINRA requested information and documents from Kennedy in connection with its investigation into a tip received. The Sonn Law Group is investigating allegations that James[...]
FINRA requested information and documents from Benson in connection with an investigation into a customer complaint. The Sonn Law Group is investigating allegations that Bryan[...]
Doraine was being investigated by FINRA for unsuitable recommendations. The Sonn Law Group is investigating allegations that Charles Doraine made unsuitable investment recommendations. If you[...]
The SEC’s complaint alleges that Kellen defrauded his clients over a period of several years. The Sonn Law Group is investigating allegations that Donald Kellen[...]
The SEC accused Mr. Reifler of fraud and misappropriating client funds. The Sonn Law Group is investigating allegations that Bradley Reifler committed fraud. If you[...]
The disputes allege misconduct ranging from negligence to unsuitable investment recommendations. The Sonn Law Group is investigating allegations that Cindy Chiellini committed misconduct. If you[...]
Reither is accused of borrowing money from a customer while employed by First Allied Securities. The Sonn Law Group is investigating allegations that Michael Reither[...]
Roop allegedly recommended unsuitable investments in alternative securities. The Sonn Law Group is investigating allegations that Joseph Roop recommended unsuitable investments. If you or a[...]
Engstrom was suspended for three months and ordered to pay a $5,000 fine. The Sonn Law Group is investigating allegations that Brian Engstrom made unsuitable[...]