Grant allegedly made trades in customers’ accounts without authorization from the customers or the firm. The Sonn Law Group is investigating allegations that Andrew Grant[...]
Broker / Advisor Investigations
Petrillo also provided a false response to a request for information by FINRA while investigating his actions. The Sonn Law Group is investigating allegations that[...]
Foronda allegedly effected unauthorized transactions in customers’ accounts without authorization. The Sonn Law Group is investigating allegations that Albert Foronda effected unauthorized transactions. If you[...]
Thomas had twenty-three customer disputes listed on his BrokerCheck report. The Sonn Law Group is investigating allegations that Dexter Thomas committed misconduct. If you or[...]
Mascho allegedly assisted Dawn Bennett in Ponzi-like scheme, raising over $20 million. The Sonn Law Group is investigating allegations that Bradley Mascho assisted in Ponzi[...]
LaBelle was suspended by FINRA for three months and fined $5,000. The Sonn Law Group is investigating allegations that Jason LaBelle participated in undisclosed outside[...]
Willing allegedly made unapproved personal investments in 2015 and 2016. The Sonn Law Group is investigating allegations that James Willing made unapproved personal investments. If[...]
Silvestre allegedly exercised discretion in non-discretionary investment accounts, among other misconduct. The Sonn Law Group is investigating allegations that Eric Silvestre committed misconduct. If you[...]
Godin was recently named in a customer dispute that was settled for $50,000. The Sonn Law Group is investigating allegations that Stuart Godin committed misconduct.[...]
FINRA was investigating Chrysadakis for alleged fraudulent activity. The Sonn Law Group is investigating allegations that John Chrysadakis committed fraudulent activity. If you or a[...]