Gann allegedly recommended high-risk investments to an elderly retiree. The Sonn Law Group is investigating allegations that Mason Gann recommended unsuitable investments. If you or[...]
Broker / Advisor Investigations
Barone allegedly altered documents that he had to produce to FINRA, among other violations. The Sonn Law Group is investigating allegations that Christpher Barone committed[...]
Wills allegedly borrowed $150,000 and accepted $19,500 in luxury travel gifts. The Sonn Law Group is investigating allegations that Kerry Wills borrowed funds from clients.[...]
Matthes was barred by the Wisconsin Department of Financial Institutions in May 2019. The Sonn Law Group is investigating allegations that Edward Matthes committed fraud.[...]
A former client alleged that Boyer recommended unsuitable investments in relation to non-traded REIT purchases. The Sonn Law Group is investigating allegations that Michele Boyer[...]
A former client alleged that Pellegrino solicited investments in Northstar REIT. The Sonn Law Group is investigating allegations that Michael Pellegrino recommended unsuitable investments. If[...]
Speigel was also fined $5,000 and ordered to pay restitution for the violation. The Sonn Law Group is investigating allegations that Robert Spiegel was engaged[...]
A former client alleges losses due to unsuitable investments in Corporate Capital Trust, Inc., and Northstar Real Estate Income Trust II. The Sonn Law Group[...]
Lopez is facing a customer complaint over losses in Northstar Healthcare Income REIT The Sonn Law Group is investigating allegations that Enrique Lopez recommended unsuitable[...]
Leahy was the sole principal and compliance officer of Standard Financial Company for the period of alleged misconduct. The Sonn Law Group is investigating allegations[...]