Thomas Kelly Jr., Broker with Aegis Capital, Named in Multiple Customer Disputes Alleging Unsuitable Investment Recommendations

Kelly is currently facing three pending customer disputes seeking a combined total of over $550K in damages.

The Sonn Law Group is investigating allegations that Thomas Kelly Jr. committed misconduct.  If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

thomas-kelly-jr-multiple-customer-disputesThomas Edison Kelly Jr. (CRD#: 2877415) is currently registered as a broker with Aegis Capital in New York, NY where he has been employed since 2018. Previously, Kelly was registered as a broker with National Securities Corporation from 2008 until 2018. Prior to National Securities Corp. Kelly was registered as a broker with First Republic Group, who has since been expelled by FINRA. 

Kelly has sixteen disclosures on his BrokerCheck report.

June 2020 Judgment / Lien

March 2020 Customer Dispute

February 2020 Customer Dispute

March 2019 Customer Dispute

November 2018 Customer Dispute

October 2018 Customer Dispute

August 2018 Customer Dispute

July 2018 Customer Dispute

January 2012 Customer Dispute

June 2009 Customer Dispute

December 2008 Customer Dispute

March 2007 Customer Dispute

June 2006 Customer Dispute

January 2005 Customer Dispute

March 2003 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations that Thomas Kelly Jr. committed misconduct. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.