On March 7, a Boston court sentenced former investment advisor Richard G. Cody to serve two years in prison. Charges say the former broker lied[...]
Investment Loss Investigations
Did you purchase common stock in XPO Logistics (NYSE: XPO) between February 26th, 2014 and December 12th, 2018? If so, you may be eligible to[...]
The Pacific Gas and Electric Company (NYSE: PCG) is an investor-owned utility based in Northern California. In recent years, the company has dealt with a[...]
Did you purchase Kraft Heinz Co. stock (NASDAQ: KHC) between April 4th of 2017 and February 21st of 2019? If so, you may be eligible[...]
A class action lawsuit is being filed on behalf of investors who purchased Vale Securities (NYSE: VALE) common stock between April, 11th, 2017 and January[...]
A class action complaint has been filed in a Florida US District Court against Health Insurance Innovations (HIIQ). Click here to read the details of[...]
Vincent Joseph Storms (CRD#: 4969537) is a former financial advisor and compliance associate of Raymond James & Associates. From November 2015 to April 2017, he[...]
Industry regulator FINRA has barred broker Keith Malicki from acting as a broker or associating with any broker-dealer firms. The broker refused to appear for[...]
James Bradley Schwartz (CRD#: 3043085) is a previously registered FINRA broker. From December 2016 to February 2017, Mr. Schwartz was employed at Joseph Gunnar &[...]
William Gennity (CRD#: 4913490) is a previously registered securities broker. From October 2014 to November 2018, Mr. Gennity was employed at First Standard Financial Company[...]