Patrick Jermaine Phillips (CRD#: 4315963) was previously registered as a broker and investment advisor. In 2016, Mr. Phillips was employed at MSI Financial Services in[...]
Investment Loss Investigations
Lost Money with 1st Global Capital LLC? Speak with an Attorney Immediately The Sonn Law Group – a nationwide securities fraud law firm representing investors[...]
Future Income Payments LLC (also known as FIP LLC) is a financial services company that was previously in Irvine, California. In 2015, FIP LLC relocated[...]
John Schmidt (CRD#: 708094) is a previously registered broker and investment advisor. From 2006 to 2017, Mr. Schmidt was employed at Wells Fargo Advisors Financial[...]
Michael Barnett (CRD#: 5792242) is a registered FINRA broker and investment advisor. Since 2012, Mr. Barnett has been a securities representative at J.J.B. Hilliard, W.L.[...]
Stephen Hurtuk (CRD#: 848484) is a former FINRA broker and registered investment advisor (RIA). From 2007 to 2017, Mr. Hurtuk was employed in the securities[...]
Larry Werbel (CRD#: 828351) was formerly registered as a FINRA broker and a registered investment advisor (RIA). In 2015 and 2016, Mr. Werbel was associated[...]
Jerry Raines (CRD#: 4578689) was previously registered as a FINRA broker. From August of 2014 to May of 2017, Mr. Raines was employed as a[...]
Sebastian Jimenez (CRD#: 4427855) is a former registered broker. From 2007 to 2016, Mr. Jimenez was employed at HSBC Securities (USA) Inc. in Miami, Florida.[...]
Kimberly Pine Kitts (CRD#: 2768200) is formerly registered broker and investment advisor. According to the records on BrokerCheck, she was barred from the industry by[...]