Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
Jordan Paul Meadow Barred by FINRA Over Alleged Insider Trading
Learn why FINRA recently barred Jordan Paul Meadow after refusing to provide testimony in an investigation into an alleged insider trading scheme.
Second Circuit Upholds ERISA Protections in Morgan Stanley Deferred Comp Dispute
Learn why the Second Circuit’s ruling on Morgan Stanley’s deferred comp plan is a win for advisors, and how Sonn Law Group can help if you've been affected.
Five National Broker-Dealers Fined More Than $9M for Excessive Commissions
Learn why FINRA suspended Jarrett Carter Thomas and what you need to know about unauthorized transactions and the risk they pose to investment accounts.
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
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ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
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Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
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INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
