Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
FINRA Expels Reid & Rudiger, Bars Founders After Churning Scheme Caused $2.7 Million in Customer Losses
FINRA expelled Reid & Rudiger LLC and barred founders Clifford Reid and Edward Rudiger Jr. after finding that churning and excessive trading caused approximately $2.7 million in customer losses.
SEC Charges Phoenix American Hospitality & “Perch” Nelson in $86M Reg A Fraud
Phoenix American Hospitality and “Perch” Nelson face SEC allegations involving an $86 million Regulation A hotel offering that raised funds from more than 2,000 retail investors.
Atlanta FINRA Arbitration Attorneys: How Georgia Investors Can Recover Broker Losses Broker Misconduct, Unsuitable Investments, Ponzi Schemes & Private Placement Losses GalleryAtlanta FINRA Arbitration Attorneys: How Georgia Investors Can Recover Broker Losses Broker Misconduct, Unsuitable Investments, Ponzi Schemes & Private Placement Losses
Atlanta FINRA Arbitration Attorneys: How Georgia Investors Can Recover Broker Losses Broker Misconduct, Unsuitable Investments, Ponzi Schemes & Private Placement Losses
Georgia investors who lost money because of broker misconduct, unsuitable recommendations, private placements, promissory notes, or Ponzi schemes may have recovery options through FINRA arbitration. Sonn Law Group represents investors in Atlanta and nationwide, with Georgia-admitted attorney Brian B. Pastor handling complex securities and financial disputes.
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
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ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
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Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
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INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
