The following article was originally published by ABC News. Puerto Rico has announced another multimillion-dollar default as the crisis-wracked U.S. territory seeks to renegotiate nearly[...]
Investment News
The following article was originally published by Caribbean News Now. SAN JUAN, Puerto Rico — Two subsidiaries of Swiss bank UBS have been ordered to[...]
The following article was originally published by the Associated Press. SAN JUAN, Puerto Rico – The administration of Puerto Rico’s new governor warned on Tuesday[...]
On April 6, 2016, the Department of Labor (DOL) issued its final rule relating to financial advisors’ fiduciary duty in investors’ retirement accounts. This new[...]
Sonn Law Group is investigating claims related to notes issued by Swift Energy Co., Basic Energy Services, Inc., Alpha Natural Resources and RRI Energy. Financial[...]
Two Miami attorneys helped win a $2.5 million verdict against UBS Financial Services Inc. in arbitration. Jeffrey Erez and Jeffrey R. Sonn of Sonn &[...]
Puerto Rico missed a bond payment for the first time on Saturday. Puerto Rico’s Public Finance Corp. (PFC), a government financing unit, failed to make[...]
The Securities and Exchange Commission announced it has charged H.D. Vest Investment Services with violating critical customer protections rules after failing to adequately supervise representatives[...]
Reuters reports that in April 2011 brokers at UBS Puerto Rico had grave concerns about selling high-risk Puerto Rico-focused bond funds to their clients. The[...]
The Securities and Exchange Commission recently announced charges against Oppenheimer & Co. for violating federal securities laws by improperly selling penny stocks in unregistered offerings[...]