PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Daniel Castoriano, Formerly of Century Securities Associates, Suspended by FINRA for Failure to Provide Information
Castoriano was under investigation by FINRA based on allegations of [...]
SEC Launches “Sweep” Examination to Inquire into Sales Practices Applicable to Retirement Plans for Teachers, Broker-Dealers, and Third-Party Administrators
The SEC is allegedly trying to determine whether violations have [...]
Federal Lawsuit Filed Against GPB Capital Holdings, Ascendant Capital, and the Brokerage Firms
An investor filed a lawsuit alleging false and misleading statements. [...]
Mason Gann, Formerly of Berthel Fisher, Suspended by FINRA Over Alleged Unsuitable Investments
Gann allegedly recommended high-risk investments to an elderly retiree. The [...]
Christopher Barone, Formerly of America Northcoast Securities, Barred by FINRA for Multiple Violations
Barone allegedly altered documents that he had to produce to [...]
Kerry Wills, Registered Representative with First Western Securities, Suspended by FINRA for Borrowing Money from Elderly Customer
Wills allegedly borrowed $150,000 and accepted $19,500 in luxury travel [...]



























