PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Andrew Grant, Broker for Laidlaw & Co., Suspended by FINRA for Unauthorized Trading
Grant allegedly made trades in customers’ accounts without authorization from [...]
FINRA Rule 5270: Front Running of Block Transactions
FINRA Rule 5270 Overview FINRA rule 5270 is one of [...]
Paul Petrillo, Formerly of Thrivent Investment Management, Barred by FINRA Following Allegations of Selling Away and Undisclosed Private Securities Transactions GalleryPaul Petrillo, Formerly of Thrivent Investment Management, Barred by FINRA Following Allegations of Selling Away and Undisclosed Private Securities Transactions
Paul Petrillo, Formerly of Thrivent Investment Management, Barred by FINRA Following Allegations of Selling Away and Undisclosed Private Securities Transactions
Petrillo also provided a false response to a request for [...]
Albert Foronda, Formerly of Legend Securities, Suspended by FINRA for Unauthorized Transactions
Foronda allegedly effected unauthorized transactions in customers’ accounts without authorization. [...]
Royal Alliance Associates Agreed to Pay $400,000 for Brokers’ Misconduct
FINRA allegations state that two former brokers of Royal Alliance [...]
SEC Likely to Charge GPB Capital Holdings in Near Future
Allegations against GPB Capital continue to mount as indictments pile [...]
