PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Michael D’Aquila, Formerly of Merrill Lynch, Barred by FINRA for Alleged Conduct Inconsistent with Firm Standards
Michael D’Aquila consented to findings stating he was terminated for [...]
Steve Klinger, Formerly of Wells Fargo, Barred by FINRA Following Failure to Testify
Stephen Klinger allegedly deposited client funds into his own account [...]
Maureen Scalzo, Formerly of Benjamin F. Edwards & Company, Barred by FINRA Following Failure to Testify
Maureen Scalzo refused to participate in FINRA’s investigation into possible [...]
Craig Siegel, Formerly of Portfolio Advisors Alliance, LLC, Suspended by FINRA for Failing to Respond to Request for Information
Craig Siegel was suspended by FINRA in April 2019 after [...]
Michael Olinde, Formerly of LPL Financial, Suspended by FINRA for Allegedly Engaging in Outside Business Activity
Michael Olinde is facing allegations that he sold nutritional supplements [...]
William Davis, Formerly of Ameriprise Financial Services, Inc., Suspended by FINRA for Restricted List Sales
William Davis is facing allegations that he recommended prohibited securities [...]
