PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
FINRA Fines, Suspends Raymond James Broker Theodore Edward Williams, Jr. (Lake Forest, Illinois) for Unauthorized Trades
Theodore Edward Williams Jr. (CRD #468315, Registered Representative, Lake Forest, [...]
FINRA Fines, Censures Raymond James & Associates, Inc., for Improper Handling of Fail-to-Deliver Positions
Raymond James & Associates, Inc. (CRD #705, St. Petersburg, Florida) [...]
FINRA Fines, Censures Orion Trading, LLC, for Inadequate Supervision, Sale of Unregistered Securities
Orion Trading, LLC (CRD #43932, Orlando, Florida) submitted a Letter [...]
LPL Financial to Pay $9 Million for Systemic Email Failures and Misstatements to FINRA
LPL Financial LLP (“LPL”) will pay $9 million following a [...]
Investor Alert: Buying & Selling Pension or Settlement Income Streams
The SEC and FINRA recently issued an Investor Alert regarding [...]
FINRA Reminds Brokerage Firms That Communications Regarding Nontraded Real Estate Investment Trusts Must Be Fair and Balanced
The Financial Industry Regulatory Authority Inc., has issued a Notice [...]
