Thomas allegedly engaged in outside business activities through a company he formed and controlled without providing notice to his member firm. The Sonn Law Group[...]
Merrill Lynch
Murphy is facing a four-month suspension and a fine of $5,000 for the misconduct. The Sonn Law Group is investigating allegations that Thomas Murphy signed[...]
The award related to the sale of Puerto Rico bonds. The Sonn Law Group is investigating allegations that Merrill Lynch committed misconduct. If you or[...]
Fernandez was named in numerous customer complaints alleging unsuitable recommendations The Sonn Law Group is investigating allegations that Roberto Fernandez recommended unsuitable investments. If you[...]
FINRA arbitration has recently been filed against Harper for Collateral Enhancement Strategy (CYES) Losses The Sonn Law Group is investigating allegations that Gordon Harper recommended[...]
The client was awarded compensatory damages for $330,000 for Intel Corporation stock losses. The Sonn Law Group is investigating allegations that Merrill Lynch advisors committed[...]
The broker was accused of misrepresentation and unsuitable recommendations. The Sonn Law Group is investigating allegations that Hannah Peterson Weber committed misconduct. If you or[...]
Marosa Linan Abrego failed to appear for testimony in connection with FINRA’s investigation into whether she misappropriated funds. The Sonn Law Group is investigating allegations[...]
Harvest Volatility Management Collateral has been accused of making material misrepresentations and omissions regarding the risks of collateral yield enhancement strategy investments. The Sonn Law[...]
Sonn Law is investigating firms that sold Collateral Yield Investment Strategies. We represent investors in the United States for claims against brokers and brokerage firms[...]