by Miriam Rozen November 22, 2023 Edited with comments from Sonn Law Group A federal judge has granted Morgan Stanley’s motion to send to arbitration[...]
Morgan Stanley
Multinational financial services Morgan Stanley is based in New York City. Their office, the Morgan Stanley Building is in Midtown Manhattan. The firm is active in 24 countries and employees more than 60,000 people. They manage over $1.4 trillion in customer assets. Firms managing assets with values that high are subject to strict rules and regulations. These are in place for good reason, as Morgan Stanley has been involved in several lawsuits involving broker misconduct and fraud. This costs clients money. To review some specific examples of these cases, follow the links below.
INVESTORS: Morgan Stanley broker Clinton Edward Curtright was named in a customer dispute alleging misrepresentation and Regulation Best Interest. Clinton Edward Curtright (CRD: 5921560) is[...]
Investors concerned about option strategies recommended by their broker should seek advice from a securities attorney. FINRA has ruled that Morgan Stanley must pay $11.5[...]
INVESTOR NOTICE: If you are a former client of Morgan Stanely’s Shawn Good you may have options for financial recovery. Contact Sonn Law Group today[...]
UPDATE: Former Client of Shawn E. Good Files a Lawsuit Against Morgan Stanley for Lack of Supervision Sonn Law Group is Investigating Morgan Stanley Broker[...]
Sonn Law is investigating claims of brokers who were denied deferred compensation by Morgan Stanley. A former Morgan Stanley broker based in Boca Raton, Florida,[...]
One client is seeking $500K in damages for Valenzuela’s alleged misconduct. Francisco Javier Valenzuela (CRD#: 2786970) was registered as a broker with Morgan Stanley from[...]
The customer is seeking $173K in damages for Fenning’s alleged misconduct. David Fenning (CRD: 1005307) is registered as a broker and investment adviser with Morgan[...]
The claimant alleges that Ard made unsuitable investment recommendations. William “Bill” Ard (CRD: 1133673) is registered as a broker and investment adviser with Morgan Stanley,[...]
Viyella was being investigated by FINRA regarding participation in undisclosed private securities transactions. Candido Jose Viyella (CRD: 1829255) was registered as a broker with Morgan[...]