Eugene Gordon allegedly allowed a client to direct trades in her husband’s account. The Sonn Law Group is investigating allegations that Eugene Gordon committed misconduct.[...]
Morgan Stanley
John Hoagland accepted sanctions by FINRA after facing customer complaints alleging unauthorized activity. The Sonn Law Group is investigating allegations that John Hoagland committed misconduct.[...]
Harvest Volatility Management Collateral has been accused of making material misrepresentations and omissions regarding the risks of collateral yield enhancement strategy investments. The Sonn Law[...]
Barred for refusing to furnish documents and information around his alleged theft Did you lose money investing with Michael Barry Carter? Under FINRA Rules, brokerage firms[...]
Elias “Herbert” Hafen Defrauded his clients out of hundreds of thousands of dollars Sonn Law is investigating Former Morgan Stanley Broker Elias Hafen. We represent investors[...]
Sonn Law is investigating firms that sold Collateral Yield Investment Strategies. We represent investors in the United States for claims against brokers and brokerage firms[...]
Did You Suffer Investment Losses After Being Recommended the CYES Strategy? Learn More About Your Legal Rights The Sonn Law Group is investigating claims related[...]
Stephen L. Whittaker (CRD# 831764) was a previously registered broker with First Financial Equity from 2012 to 2019, based in Surprise, Arizona. Mr. Whittaker was[...]
Izhar Shefer (CRD# 1759498) is a former FINRA broker and investment advisor. In 2018, Mr. Shefer was associated with APW Capital in Aventura, Florida. Prior[...]
Kevin P. Smith (CRD# 1363302) was a previously registered broker and investment advisor with Morgan Stanley in Minneapolis, Minnesota. FINRA barred Mr. Smith from the[...]