Last Updated: October 21, 2021 INVESTORS: The Sonn Law Group – a law firm with over 30 years of experience representing victims of investment fraud[...]
Promissory Notes
The article below – which highlights an investment loss recovery result achieved by Sonn Law Group – was originally published by Matthias Rieker of the[...]
Promissory Note Fraud Overview A promissory note is a written promise that one party makes to pay another party at some point in the future.[...]
Nimmow allegedly sold promissory notes to investors totalling over $3M, without disclosing or receiving approval from his member firm. The Sonn Law Group is investigating[...]
Dain Stokes was terminated in August 2019 for allegedly selling unregistered promissory notes to clients that purported to invest in an African charity. The Sonn Law[...]
Allegations state that Randhahn sold Woodbridge promissory notes to five investors without the approval of Sigma Financial. The Sonn Law Group is investigating allegations that[...]
Thomas Edward Sova (CRD# 431135) was a previously registered broker and investment advisor. From 2007 to 2018, Mr. Sova was a representative of Hornor, Townsend,[...]
Kirk James Bertsch (CRD# 4132889) is a previously registered broker. From 2000 to 2018, Mr. Bertsch worked for Farmers Financial Solutions in Spearfish, South Dakota.[...]
The Financial Industry Regulatory Authority (FINRA) created and maintains BrokerCheck, a website at BrokerCheck.com that records complaints against Finanical Adivsors. William A Shopoff, CRD No[...]
Justin K. Wine (CRD#: 4088317) is a registered broker based in Cherry Hill, New Jersey. Mr. Wine is currently a representative of BCG Securities, Inc.,[...]