Browse Investment Loss News Related to Brokers, Advisors, and Firms
Our primary blog addresses a wide spectrum of investor-related issues; this section focuses specifically on investment losses tied to brokers, advisors, and financial firms.
Tyler Tysdal, Owner of Cobalt Sports Capital, Accused of Defrauding Investors
Investors should seek damages after Tyler Tysdal recommended investments that [...]
Andrew Burish, Broker with UBS Financial Services, Named in Customer Dispute Seeking Over $23M in Damages
Burish is accused of recommending a strategy that was unsuitable [...]
Matthew Clason, Formerly of LPL Financial, Pleads Guilty to Wire Fraud
Clason was previously accused of stealing over $600k from a [...]
Andrew Burish, Broker with UBS Financial Services, Named in Customer Dispute Seeking Over $23M in Damages
Burish is accused of recommending a strategy that was unsuitable [...]
Gregory Hersch, Broker with Old City Securities, Named in Customer Dispute Seeking Over $1M in Damages
Hersch is accused of breach of fiduciary duty, constructive fraud, [...]
John Lee Scott, Formerly of LPL Financial, Barred by FINRA After Refusing to Appear for Testimony
Scott faced a FINRA investigation into potential undisclosed outside business [...]
David Michael Logsdon, Broker with Wells Fargo, Named in Customer Dispute Alleging Unsuitable Investment Recommendations
The customer is seeking $20,000 following allegations that the securities [...]
Sean Westbrook, Broker with Stifel, Nicolaus & Co., Named in Customer Dispute Alleging Unsuitable Investment Recommendations
The client is seeking $101K in damages in connection with [...]
John Gilbert Simpson, Formerly of JP Morgan, Named in Customer Dispute Alleging Misrepresentation
The client is seeking $130,000 in damages for the misrepresentation [...]
