The former clients are seeking over $500k in damages, collectively. The Sonn Law Group is investigating allegations that James McPherson made unsuitable investment recommendations. If[...]
Broker / Advisor Investigations
The former client accused Esplin of making unsuitable recommendations in alternative investments. The Sonn Law Group is investigating allegations that Gene Esplin made unsuitable investment[...]
The client is seeking over $200k in damages for Schorr’s alleged misconduct. The Sonn Law Group is investigating allegations that Gretchen Schorr recommended unsuitable investments.[...]
FINRA’s complaint alleges that Poff failed to inform his firm of the outside business activities. The Sonn Law Group is investigating allegations that Jason Howell[...]
Jaimie Worden, founder of Worden Capital, was also named in the letter. The Sonn Law Group is investigating allegations that Jamie John Worden committed misconduct.[...]
Pratt is accused of negligence, breach of fiduciary duty, and other law violations. The Sonn Law Group is investigating allegations that Joseph Hershey Pratt committed[...]
Weith is accused of recommending an unsuitable financial plan to a customer. The Sonn Law Group is investigating allegations that Herbert Weith IV recommended unsuitable[...]
Howarter is accused of recommending unsuitable investments and negligence, among other forms of misconduct. The Sonn Law Group is investigating allegations that Lanny Howarter committed[...]
Stevens is accused of common law fraud, breach of fiduciary duty, negligence, and breach of contract. The Sonn Law Group is investigating allegations that Charles[...]
Nicholas Palumbo, Formerly of Park Avenue Securities, Under Investigation for Alleged “Selling Away”
Palumbo was permitted to resign from Park Avenue Securities while under investigation by the firm. The Sonn Law Group is investigating allegations that Nicholas Palumbo[...]