Former customers are seeking millions in damages alleging that Michaletz’s recommendations were unsuitable. The Sonn Law Group is investigating allegations that Joseph Michaletz made unsuitable[...]
Broker / Advisor Investigations
Kulch was named in a civil action brought by the Massachusetts Securities Division. The Sonn Law Group is investigating allegations that Charles Kulch over-concentrated clients’[...]
Sloane allegedly recommended unsuitable investment strategies to retail customers. The Sonn Law Group is investigating allegations that Stephen Sloane recommended unsuitable investment strategies. If you[...]
Melilli is accused of unauthorized trading and recommending unsuitable investments. The Sonn Law Group is investigating allegations that Bryant Caveness committed misconduct. If you or[...]
Mark Hopkins of Grand Blanc Michigan allegedly misappropriated over $1 million from his clients. The Sonn Law Group is investigating allegations that Mark Hopkins misappropriated[...]
One client alleged that Buffington made unsuitable recommendations and violated his fiduciary duty. The Sonn Law Group is investigating allegations that Robert Buffington recommended unsuitable[...]
Fairchild is accused of a wide array of misconduct. The Sonn Law Group is investigating allegations that Scot Fairchild committed misconduct. If you or a[...]
Kelly is currently facing three pending customer disputes seeking a combined total of over $550K in damages. The Sonn Law Group is investigating allegations that[...]
Daughtry was barred by FINRA in March 2020 after refusing to provide testimony regarding an investigation. The Sonn Law Group is investigating allegations that James[...]
The former client accused Esplin of making unsuitable recommendations in alternative investments. The Sonn Law Group is investigating allegations that Gene Esplin made unsuitable investment[...]