The SEC charged Hu with fraud and other violations in connection with the alleged $60M Ponzi Scheme The Sonn Law Group is investigating allegations that[...]
Broker / Advisor Investigations
Shafer is accused of unsuitable recommendations, misrepresentations and omissions, and violating securities laws. The Sonn Law Group is investigating allegations that Dustin Shafer committed misconduct.[...]
Reed was also named in a customer dispute alleging unsuitable recommendations. The Sonn Law Group is investigating allegations that Scott Reed recommended unsuitable investments. If[...]
Kirchner allegedly recommended alternative investments that were not suitable for his customer. The Sonn Law Group is investigating allegations that James Kirchner recommended unsuitable investments.[...]
Rainwater is named in three pending customer disputes alleging unsuitable investment recommendations and unauthorized trading. The Sonn Law Group is investigating allegations that Kevin Rainwater[...]
McHale allegedly recommended unsuitable investments in pharmaceutical and biotech stocks. The Sonn Law Group is investigating allegations that Jeffrey McHale recommended unsuitable investments. If you[...]
One of the disputes is seeking $350K in damages. The Sonn Law Group is investigating allegations that Eladio Santiago recommended unsuitable investments. If you or[...]
Former Merrill Lynch Broker Charles E. Kenahan Faces $83M in Customer Disputes Over Allegations of Unsuitable Investments, Unauthorized Trading, and Excessive Trading (“Churning”). The Sonn[...]
The client alleged that Flanagan’s actions resulted in losses. The Sonn Law Group is investigating allegations that James Flanagan committed misconduct. If you or a[...]
Frier is named in a customer dispute alleging unexplainable losses due to investments in leveraged ETFs The Sonn Law Group is investigating allegations that William[...]