Robert Buffington, Formerly of Aegis Capital, Named in Multiple Customer Disputes Alleging Unsuitable Investment Recommendations

One client alleged that Buffington made unsuitable recommendations and violated his fiduciary duty. 

The Sonn Law Group is investigating allegations that Robert Buffington recommended unsuitable investments. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case.

robert-buffington-multiple-customer-disputesRobert Buffington (CRD#: 5220332) was most recently employed as a broker with Aegis Capital Corp. from 2010 until 2019. Previously, Buffington was registered as a broker with Gunnallen Financial from 2008 until 2010. 

Buffington currently has three pending customer disputes on his BrokerCheck report, and one prior customer dispute that has been settled. 

March 2020 Customer Dispute

January 2020 Customer Dispute

March 2020 Customer Dispute

Contact Us Today

The Sonn Law Group is currently investigating allegations that Robert Buffington recommended unsuitable investments. We represent investors in claims against negligent brokers and brokerage firms. If you or your loved one experienced investment losses, we are here to help. For a free consultation, please call us now at 866-827-3202 or complete our contact form.


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Contact our office today to discuss your case. You can reach us by phone at 844-689-5754 or via e-mail. To send us an e-mail, simply complete and submit the online form below.