One customer is seeking $600k in damages based on allegations Makharia over concentrated her portfolio. The Sonn Law Group is investigating allegations that Atul Makharia[...]
Broker / Advisor Investigations
Haywood has four pending customer disputes currently seeking over $800k in damages combined. The Sonn Law Group is investigating allegations that Dennis Haywood II made[...]
Venturelli consented to a $30k fine and an 11-month suspension. The Sonn Law Group is investigating allegations that Frank Venturelli engaged in excessive trading. If[...]
Bowers was barred by the SEC in July 2017. The Sonn Law Group is investigating allegations that Ryan Bowers committed misconduct. If you or a[...]
Jackson has been accused on multiple occasions of recommending unsuitable investments. The Sonn Law Group is investigating allegations that Ralph Jackson made unsuitable investment recommendations.[...]
Mehringer was barred by FINRA in 2019 following allegations of possible unsuitable trading. The Sonn Law Group is investigating allegations that Dennis Mehringer committed misconduct.[...]
The claimant alleged that Atlee sold unsuitable investments in GPB Holdings and GPB Automotive. The Sonn Law Group is investigating allegations that David Atlee sold[...]
FINRA alleged that Dishner engaged in discretionary trading in a customer’s account without authorization. The Sonn Law Group is investigating allegations that Albert Dishner made[...]
The customers are seeking $500k in damages based on the alleged unsuitable investments in non-public REITs. The Sonn Law Group is investigating allegations that Susan[...]
FINRA alleged that Austin converted funds of three customers by making unauthorized cash withdrawals. The Sonn Law Group is investigating allegations that David Austin converted[...]