The Department is investigating allegations that Avery sold unregistered promissory notes. The Sonn Law Group is investigating allegations that Todd Avery sold unregistered promissory notes.[...]
Broker / Advisor Investigations
The combined damages being sought in the two disputes is over $349K. The Sonn Law Group is investigating allegations that Frank Avallone made unsuitable investment[...]
Donald Woods is also accused of making unsuitable investment recommendations, and currently has four pending customer complaints claiming nearly $500K in damages. The Sonn Law[...]
The claimants allege material misrepresentations and unsuitability, among other claims of misconduct. The Sonn Law Group is investigating allegations that Timothy Kenska committed misconduct. If[...]
The claimants are seeking $300,000 in damages for Krumrey’s alleged misconduct. The Sonn Law Group is investigating allegations that David Krumrey committed misconduct. If you[...]
Vanover was named in a customer dispute alleging that Vanover provided poor advice regarding equity security. The Sonn Law Group is investigating allegations that Jeffrey[...]
The claimants accused Atyeo of negligence and breach of fiduciary duty, among other forms of misconduct. The Sonn Law Group is investigating allegations that Timothy[...]
James Kennedy, Formerly of Woodbury Financial, Barred by FINRA After Refusing to Provide Information
FINRA requested information and documents from Kennedy in connection with its investigation into a tip received. The Sonn Law Group is investigating allegations that James[...]
FINRA requested information and documents from Benson in connection with an investigation into a customer complaint. The Sonn Law Group is investigating allegations that Bryan[...]
Doraine was being investigated by FINRA for unsuitable recommendations. The Sonn Law Group is investigating allegations that Charles Doraine made unsuitable investment recommendations. If you[...]