NOVEMBER 9, 2018 – FIRED BROKER CHRISTOPHER LEE HIBBARD FACING FEDERAL FRAUD CHARGES The Louisville Courier Journal reports that ex-Merrill Lynch broker Chris Hibbard[...]
Investment Loss Investigations
Stockbrokers and financial advisors have a fiduciary duty to only reccomend investments that serve the best financial interests of their customers. The Sonn Law Group[...]
In the aftermath of the crash of Credit Suisse’s XIV ETN financial product in early February 2018, CEO Tidjane Thiam spoke to CNBC’s Joumanna Bercetche[...]
According to the Bergen County Prosecutor’s Office, former FINRA-registered advisor Jeffrey Palish (CRD# 1464054) was arrested in Paramus, New Jersey for allegedly stealing close to[...]
The securities fraud attorneys at the Sonn Law Group are investigating claims that financial advisors and brokers at firms like LPL Financial, UBS, and Merryl[...]
The Sonn Law Group has substantial experience representing investors who have suffered losses because their advisor violated FINRA’s rules pertaining to private securities transactions. Call[...]
The GMS Group, LLC (CRD #8000, Livingston, New Jersey) and Carmine Claudio Capone (CRD #1124455, Fort Lauderdale, Florida) submitted an Acceptance, Waiver and Consent (AWC)[...]
Broker Background Trevor Michael Saliba (CRD: 2692057) is a registered securities broker. As of January of 2018, Mr. Saliba is listed as a current representative[...]
This article was originally published by Sun-Sentinel.com From all around South Florida, hundreds of investors, financial advisers and estate trustees thought the returns offered by[...]
The Sonn Law Group’s prediction that Woodbridge is a ponzi scheme has proven true. Read the full SEC complaint here. We are currently working with[...]