Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
What Evidence Do You Need for a FINRA Arbitration Claim? A Guide by Type of Misconduct
Many investors who lost money with a broker believe they [...]
What Is Your FINRA Claim Actually Worth? The Four Questions That Decide It
When investors call a securities law firm, they usually start [...]
How Much Do You Need to Lose to Sue a Broker? A $100,000 Case-Review Guide
A large investment loss doesn’t automatically mean a broker did something wrong. Learn what Sonn Law Group’s $100,000 case-review guideline means, how it differs from FINRA rules, and what records can help with an initial review.
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
