PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Samuel Izaguirre, Broker with LPL Financial, Facing $600K Customer Dispute
Izaguirre is accused of misleading a client about the details [...]
Brendan Shaw, Formerly of Purshe Kaplan Sterling Investments, Facing Three Pending Customer Disputes Alleging Unsuitable Investments and Excessive Trading GalleryBrendan Shaw, Formerly of Purshe Kaplan Sterling Investments, Facing Three Pending Customer Disputes Alleging Unsuitable Investments and Excessive Trading
Brendan Shaw, Formerly of Purshe Kaplan Sterling Investments, Facing Three Pending Customer Disputes Alleging Unsuitable Investments and Excessive Trading
Shaw was also barred by the State of Washington Securities [...]
Tony Esses, Broker with Wells Fargo, Facing Customer Dispute Alleging Fraud
The clients allege that Esses fraudulently transferred over $2M from [...]
Christopher Fernan, Formerly of Salomon Whitney Financial, Barred by FINRA Over Failure to Provide Testimony
FINRA claimed to be investigating Fernan after reviewing a customer [...]
Troy Baily, Formerly of Sagepoint Financial, Suspended by FINRA While Facing $135K Customer Dispute Alleging Improper Investment Recommendations
FINRA accused Baily of engaging in undisclosed and unapproved private [...]
John H. Geary, Formerly of LPL Financial, Suspended by FINRA Following Allegations He Exercised Discretion Without Written Authorization
Geary was also accused of failing to amend his Form [...]
