PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Michael Reither, Formerly of First Allied Securities, Accused of Dishonest or Unethical Conduct by Missouri Securities Division
Reither is accused of borrowing money from a customer while [...]
Joseph Roop, Formerly of Kalos Capital, Named in Customer Dispute Seeking $450,000
Roop allegedly recommended unsuitable investments in alternative securities. The Sonn [...]
Were You Recommended Frontier Communications bonds by FMSbonds?
FMSbonds clients who were advised to purchase Frontier Communications bonds [...]
Brian Engstrom, Formerly of Stifel, Nicolaus & Co., Suspended by FINRA for Unsuitable Short-Term Trading of UITs
Engstrom was suspended for three months and ordered to pay [...]
Albert Harkless III, Formerly of PFS Investments, Barred by FINRA After Allegedly Converting Client Funds
Harkless allegedly used a customer’s funds for his own personal [...]
Jeffrey Hall Heely, Formerly of NMS Capital, Suspended by FINRA Over Alleged Undisclosed Outside Business Activity
Heely was suspended for two months based on allegations that [...]
