PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
John Stuart Crain, Formerly of Summit Brokerage Services, Suspended by FINRA Following Allegations That He Altered Documents
Crain consented to a three-month suspension and a $5,000 fine [...]
SEC Obtains Asset Freeze Against Kinetic Investment Group, LLC, Based on Alleged Sales of Fraudulent, Unregistered Securities
Kinetic allegedly raised approximately $39 million from at least 30 [...]
Herbert Hafen, Formerly of Morgan Stanley, Charged with Misappropriating Client Funds
The SEC entered a final consent judgment against Hafen, who [...]
Jerry Szilagyi, CEO of Catalyst Capital Advisors, Sanctioned by SEC Regarding Material Misstatements and Omissions
CCA allegedly made misrepresentations to investors in their Hedged Futures [...]
Matthew Baltz, Formerly of Cambridge Investment Research, Facing Customer Dispute Alleging Variable Annuity Losses
The allegations against Baltz claim that he misrepresented variable annuity [...]
Bart Bohrer, Formerly of Capital Financial Services, Named in Customer Disputes Totaling Over $1M
The allegations against Bohrer include breach of fiduciary duties, violations [...]
