PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Christopher Kozak, Formerly of Cetera Advisors, Suspended by FINRA for Failure to Disclose an Outside Business Activity
Christopher Kozak consented to sanctions including a six-month suspension from [...]
Paul Wescoe Smith, Formerly of Bolton Global Capital, Barred by the SEC and FINRA Following…
Paul Smith is facing allegations from numerous investors that he [...]
Trevor Rahn, Formerly of JP Morgan, Facing Allegations of Unauthorized Trading
Trevor Rahn was terminated by JP Morgan in 2018 following [...]
Kim Kopacka, Formerly of IMS Securities, Barred by FINRA Following Allegations She Helped Her Husband Produce $6 Million in Commissions
Kim Kopacka allegedly enabled her husband, who was barred by [...]
William Foster, Broker for Ameriprise Financial Services, Involved in Customer Dispute Regarding…
William Foster was named in a dispute seeking over $400,000 [...]
Alan Appelbaum, Broker for Aegis Capital, Involved in Multiple Customer Disputes Alleging Unsuitability
Alan Appelbaum was named in a dispute seeking $1.8 million [...]
