PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
David Volpe, Formerly of First Financial Equity Corporation and LPL Financial, Barred by FINRA for Alleged Unauthorized Securities Sales
David Volpe consented to sanctions by FINRA in August 2019 [...]
Bruce Jordan, Director of Investment Banking for Newbridge Securities, Fined by FINRA for Alleged Sales Practice Violations
FINRA has censured Newbridge Securities and fined the firm $225,000 [...]
James Lamont of Whitehall-Parker Securities, Inc. Suspended by FINRA for Alleged Unapproved Private Securities Transactions
FINRA alleges that between September 2015 and November 2017, Lamont [...]
Cristina Sabengsy, Formerly of NYLife Securities, LLC, Barred by FINRA for Alleged Forgery of Client Signatures
Cristina Sabengsy allegedly forged signatures of three of her insurance [...]
Michael Sims, Formerly of Wedbush Securities, Inc., Subject of Multiple Customer Complaints
Michael Sims was accused by clients of recommending inappropriate investments. [...]
Rafael Golan, Formerly of Crystal Bay Securities, Inc., Barred for Failure to Respond
Rafael Golan was barred by FINRA in January 2019 after [...]
