John Hoagland accepted sanctions by FINRA after facing customer complaints alleging unauthorized activity. The Sonn Law Group is investigating allegations that John Hoagland committed misconduct.[...]
Broker / Advisor Investigations
Justine Zhou was terminated for unauthorized outside business activities involving a private securities transaction. The Sonn Law Group is investigating allegations that Justine Zhou committed[...]
Philip Sparacino was being investigated for allegations that he engaged in unauthorized, excessive, and unsuitable trading. The Sonn Law Group is investigating allegations that Philip[...]
Timothy Millis allegedly recommended unsuitable investments to several customers between 2015 and 2018. The Sonn Law Group is investigating allegations that Timothy Millis committed misconduct.[...]
Lance Armstrong was discharged from Raymond James for allegedly soliciting and accepting loans from customers. The Sonn Law Group is investigating allegations that Lance Armstrong[...]
Tariq Sales was named in a customer dispute seeking almost $500,000 in damages. The Sonn Law Group is investigating allegations that Tariq Sales committed misconduct.[...]
John Santariello is the subject of a customer dispute seeking over $300,000 in damages. The Sonn Law Group is investigating allegations that John Santariello committed[...]
Richard Pittman is the subject of a customer dispute seeking $150,000 for alleged unsuitable investment recommendations. The Sonn Law Group is investigating allegations that Richard[...]
Marosa Linan Abrego failed to appear for testimony in connection with FINRA’s investigation into whether she misappropriated funds. The Sonn Law Group is investigating allegations[...]
Jason LeBlanc was ordered to pay back clients who bought promissory notes in a coffee shop co-owned by his wife. The Sonn Law Group is investigating[...]