The full House of Representatives, in a late Wednesday session, passed H.R. 7024, titled the Tax Relief for American Families and Workers Act of 2024,[...]
Broker / Advisor Investigations
The Securities and Exchange Commission (SEC) has taken action against Citigroup Global Markets, Inc. (CGMI) and Citi International Financial Services, LLC (CIFS) for their failure[...]
The U.S. Securities and Exchange Commission (SEC) has lodged formal complaints against Coinbase, asserting that the company has breached securities legislation by not registering as[...]
“As a lawyer for Ponzi Scheme victims, it never ceases to amaze me how clever some promoters are at raising money in these highly organized[...]
Miami, FL – In a significant development, the Securities and Exchange Commission (SEC) has charged Laura Tyler Perryman, the former CEO and co-founder of Florida-based[...]
Miami, FL – The Securities and Exchange Commission (SEC) has taken decisive action against Florida real estate developer Rishi Kapoor, charging him with orchestrating a[...]
Miami Beach, Florida – Chuck Roberts, a 33-year veteran of the financial battlefield with Stifel Nicolaus, found himself in the crosshairs of a different kind[...]
Miami Beach, Florida – Chuck Roberts, a 33-year veteran of the financial battlefield with Stifel Nicolaus, found himself in the crosshairs of a different kind[...]
In a startling revelation, the Securities and Exchange Commission (SEC) has charged John Hughes, the president and chief compliance officer of Prophecy Asset Management LP,[...]
The pursuit of the American Dream often leads many to the United States, seeking opportunities for a better life. However, this dream can turn into[...]