Luftschein is also named in a $200K customer complaint alleging excessive and unsuitable trading. The Sonn Law Group is investigating allegations that Steven Luftschein committed[...]
Broker / Advisor Investigations
Bernard Bostwick, Robert Kauffman, and Adrian Young, the principals of Ambassador Advisors, were each named in the complaint. The Sonn Law Group is investigating allegations[...]
The Department is investigating allegations that Avery sold unregistered promissory notes. The Sonn Law Group is investigating allegations that Todd Avery sold unregistered promissory notes.[...]
The combined damages being sought in the two disputes is over $349K. The Sonn Law Group is investigating allegations that Frank Avallone made unsuitable investment[...]
Donald Woods is also accused of making unsuitable investment recommendations, and currently has four pending customer complaints claiming nearly $500K in damages. The Sonn Law[...]
The claimants allege material misrepresentations and unsuitability, among other claims of misconduct. The Sonn Law Group is investigating allegations that Timothy Kenska committed misconduct. If[...]
The claimants are seeking $300,000 in damages for Krumrey’s alleged misconduct. The Sonn Law Group is investigating allegations that David Krumrey committed misconduct. If you[...]
Vanover was named in a customer dispute alleging that Vanover provided poor advice regarding equity security. The Sonn Law Group is investigating allegations that Jeffrey[...]
The claimants accused Atyeo of negligence and breach of fiduciary duty, among other forms of misconduct. The Sonn Law Group is investigating allegations that Timothy[...]
James Kennedy, Formerly of Woodbury Financial, Barred by FINRA After Refusing to Provide Information
FINRA requested information and documents from Kennedy in connection with its investigation into a tip received. The Sonn Law Group is investigating allegations that James[...]