Wills allegedly borrowed $150,000 and accepted $19,500 in luxury travel gifts. The Sonn Law Group is investigating allegations that Kerry Wills borrowed funds from clients.[...]
Broker / Advisor Investigations
Matthes was barred by the Wisconsin Department of Financial Institutions in May 2019. The Sonn Law Group is investigating allegations that Edward Matthes committed fraud.[...]
A former client alleged that Boyer recommended unsuitable investments in relation to non-traded REIT purchases. The Sonn Law Group is investigating allegations that Michele Boyer[...]
A former client alleged that Pellegrino solicited investments in Northstar REIT. The Sonn Law Group is investigating allegations that Michael Pellegrino recommended unsuitable investments. If[...]
Speigel was also fined $5,000 and ordered to pay restitution for the violation. The Sonn Law Group is investigating allegations that Robert Spiegel was engaged[...]
A former client alleges losses due to unsuitable investments in Corporate Capital Trust, Inc., and Northstar Real Estate Income Trust II. The Sonn Law Group[...]
Lopez is facing a customer complaint over losses in Northstar Healthcare Income REIT The Sonn Law Group is investigating allegations that Enrique Lopez recommended unsuitable[...]
Leahy was the sole principal and compliance officer of Standard Financial Company for the period of alleged misconduct. The Sonn Law Group is investigating allegations[...]
Kari Bracy, Formerly of NYLife Securities, Inc., Barred by FINRA for Failure to Appear for Testimony
Bracy allegedly sold investments in Future Income Payments, an alleged Ponzi scheme. The Sonn Law Group is investigating allegations that Kari Bracy sold Future Income[...]
George is facing a customer dispute seeking $150,000 for his alleged unsuitable recommendations. The Sonn Law Group is investigating allegations that Richard George made unsuitable[...]