Stephen L. Whittaker (CRD# 831764) was a previously registered broker with First Financial Equity from 2012 to 2019, based in Surprise, Arizona. Mr. Whittaker was[...]
Investment Loss Investigations
Richard Lynn Pittman (CRD#: 2845145), is a registered broker and investment advisor with Cetera Advisors LLC of Memphis, TN. Pittman’s previous employers include Investors Capital[...]
Wilfred Rodriguez Jr. (CRD# 2504369) is a previously registered broker and investment advisor. From 2003 to 2018, Mr. Rodriguez was a representative of Wells Fargo[...]
Robert Witt (CRD#: 2926506) is a former broker and investment advisor (RIA). Most recently, Mr. Witt was employed as a securities representative at Voya Financial[...]
Erin Verespy (CRD#: 2727866) is a previously registered broker and investment advisor (RIA). From 1998 to 2019, Ms. Verespy was employed at HD Vest Investment[...]
Izhar Shefer (CRD# 1759498) is a former FINRA broker and investment advisor. In 2018, Mr. Shefer was associated with APW Capital in Aventura, Florida. Prior[...]
Derrick Trussell (CRD# 5197550) is a formerly registered securities broker. From 2006 to 2017, Mr. Trussell was employed at PFS Investments Inc. at a branch[...]
AAC Holdings, Inc. (AAC) is a publicly traded company that operates substance abuse centers and provides certain outpatient mental health services. Recently, major questions have[...]
Level Brands, Inc. (LEVB) is a microcap stock. Among other things, this company produces and markets CBD (cannabidiol) products to retail customers. Recently, serious questions[...]
Village Farms International, Inc. (VFF) is a Canadian-based greenhouse company. Beyond growing common vegetables like tomatoes and peppers — a business that this company has[...]