Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
Wildermuth Fund Investors May Have Separate Claims Against Their Financial Advisors
Investors who suffered losses in the Wildermuth Fund â including WESFX, WEFCX, and WEIFX â may have separate claims against the financial advisors or brokerage firms that recommended the investment. Sonn Law Group is reviewing potential FINRA arbitration claims involving unsuitable recommendations, due diligence failures, and misrepresentations tied to the Fundâs illiquidity, private equity exposure, liquidation, and NAV decline.
Recent FINRA Disciplinary Actions: Broker and Advisor Misconduct Roundup (Mid-May 2026)
Recent FINRA disciplinary actions involving brokers and firms including Anthony Tianfeng Cheng, Peter Thomas Lawrence, Jeffrey Kenneth Galvani, Stuart A. Jeffery, Robert Settimio Cupello, Arkadios Capital, Taglich Brothers, Avantax Investment Services, Altruist Financial, and Goldman Sachs Custody Solutions highlight allegations involving broker misconduct, unsuitable recommendations, private securities transactions, supervisory failures, and regulatory compliance issues.
Miles Goldstein v. Reuben Ezekiel: Miami Jury Levels $48M Verdict over Golden Beach Broker Commission Deception
A Miami jury has awarded nearly $48 million in a Golden Beach broker commission dispute involving allegations of fraud, tortious interference, and conspiracy. The verdict underscores how financial and business misconduct claims can escalate far beyond the original commission amount when deception is alleged.
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
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ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
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Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
