Securities Fraud
Current perspectives on securities fraud, broker misconduct, and the legal pathways available to harmed investors nationwide.
Broker Misconduct
Updates on advisor negligence, unsuitable recommendations, excessive trading, and regulatory actions.
Investor Recovery
Legal updates and practical information for investors seeking to recover financial losses after misconduct.
Market Developments & Recovery Guidance
Timely guidance on securities fraud, broker misconduct, and investor recovery developments.
Latest Investor Alerts
Timely updates on emerging fraud cases, enforcement actions, investor complaints, and potential recovery issues.
Texas Investor Alert: Sonn Law Group Monitors FINRA Arbitration, Broker Misconduct, and Securities Fraud Cases Affecting Texas Investors
Sonn Law Group represents investors nationwide, including investors in Texas, [...]
SEC Charges Sanders Family Office, Margaret Sanders and Francisco Herrera in Alleged $56 Million Wells Real Estate Ponzi Scheme
The SEC has filed actions against Sanders Family Office, Margaret Sanders, and Francisco Herrera for allegedly selling promissory notes connected to a $56 million South Florida real estate Ponzi scheme.
FINRA Expels Reid & Rudiger, Bars Founders After Churning Scheme Caused $2.7 Million in Customer Losses
FINRA expelled Reid & Rudiger LLC and barred founders Clifford Reid and Edward Rudiger Jr. after finding that churning and excessive trading caused approximately $2.7 million in customer losses.
BROKER/ADVISOR MISCONDUCT
Coverage of FINRA complaints, regulatory actions, unsuitable recommendations, unauthorized trading, and other forms of advisor misconduct.
FINRA ARBRITRATION
Practical guidance on investor claims, broker disputes, arbitration awards, and the recovery process.
ALTERNATIVE INVESTMENT LOSSES
Updates on private placements, DSTs, BDCs, non-traded REITs, and other illiquid investment products.
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Class Actions & Market Misconduct
Coverage of securities class actions, institutional misconduct, and large-scale financial harm affecting investors.
INVESTOR RECOVERY RESOURCES
Helpful legal resources for investors evaluating recovery options after losses caused by financial misconduct.
