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SEC Files Emergency Action Against Miami Investment Adviser BKCoin and Principal Kevin Kang for Orchestrating $100 Million Crypto Fraud Scheme

By Jeffrey Sonn|2023-03-29T20:06:10-04:00March 21st, 2023|BLOG|

The Securities and Exchange Commission (SEC) recently took emergency action against BKCoin Management LLC, an investment adviser based in Miami, and one of its principals, Kevin Kang, for allegedly running a fraudulent crypto asset scheme. The SEC successfully obtained an asset freeze, appointment of a receiver, and other emergency relief against BKCoin and Kang. The [...]

Jeffrey Donald Noard, Broker with Emerson Equity, Named in Customer Dispute Alleging Various Forms of Misconduct
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Jeffrey Donald Noard, Broker with Emerson Equity, Named in Customer Dispute Alleging Various Forms of Misconduct

Broker / Advisor Investigations

Jeffrey Donald Noard, Broker with Emerson Equity, Named in Customer Dispute Alleging Various Forms of Misconduct

By Jeffrey Sonn|2024-06-10T19:37:53-04:00March 20th, 2023|Broker / Advisor Investigations|

INVESTORS: Emerson Equity broker Jeffrey Donald Noard was named in a customer dispute alleging various forms of misconduct. Jeffrey Donald Noard (CRD: 1983392) is registered as a broker with Emerson Equity where he’s been employed since 2020. Noard was previously registered as a broker with Cabot Lodge Securities from 2013 until 2020. Noard has six [...]

Marcus Boggs, Formerly of Merrill Lynch, Barred by SEC Following Allegations of Misappropriation
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Marcus Boggs, Formerly of Merrill Lynch, Barred by SEC Following Allegations of Misappropriation

Broker / Advisor Investigations

Marcus Boggs, Formerly of Merrill Lynch, Barred by SEC Following Allegations of Misappropriation

By Jeffrey Sonn|2023-03-21T17:52:19-04:00March 20th, 2023|Broker / Advisor Investigations|

Boggs was previously barred by FINRA in 2019 for the same misconduct. The Sonn Law Group is investigating allegations that Marcus Boggs misappropriated funds. If you or a family member has suffered losses investing, we want to discuss your case. Please contact us today for a free review of your case. Marcus Boggs (CRD#: 5055667) [...]

Scott Michael Rosenberg, Broker with UBS Financial Services, Named in Multiple Customer Disputes Alleging Recommendations of Unsuitable Investments and Misrepresentation
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Scott Michael Rosenberg, Broker with UBS Financial Services, Named in Multiple Customer Disputes Alleging Recommendations of Unsuitable Investments and Misrepresentation

Broker / Advisor Investigations

Scott Michael Rosenberg, Broker with UBS Financial Services, Named in Multiple Customer Disputes Alleging Recommendations of Unsuitable Investments and Misrepresentation

By Jeffrey Sonn|2024-06-10T19:30:31-04:00March 19th, 2023|Broker / Advisor Investigations|

INVESTORS: UBS Financial Services broker Scott Michael Rosenberg was named in multiple customer disputes alleging unsuitability and misrepresentation with respect to investment recommendations. Scott Michael Rosenberg (CRD#: 2754292) is registered as a broker with UBS Financial Services, where he’s been employed since 2015. Previously, Rosenberg was registered as a broker and investment adviser with Credit [...]

Miche Jean, Formerly of Morgan Stanley, Named in Complaint by FINRA Alleging Failure to Appear for Testimony
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Miche Jean, Formerly of Morgan Stanley, Named in Complaint by FINRA Alleging Failure to Appear for Testimony

Broker / Advisor Investigations

Miche Jean, Formerly of Morgan Stanley, Named in Complaint by FINRA Alleging Failure to Appear for Testimony

By Jeffrey Sonn|2024-06-10T19:40:52-04:00March 18th, 2023|Broker / Advisor Investigations|

INVESTORS: Former Morgan Stanley broker Miche Jean was named in a complaint by FINRA alleging failure to appear for testimony. Miche Jean (CRD: 5918186) was registered as a broker with Morgan Stanley from 2015 until 2020. Jean has no other securities experience. Jean has seven disclosures on his BrokerCheck report. One customer dispute filed against [...]

Kevin Andrew Hobbs, Formerly of PFS Investments, Barred by FINRA Following Allegations of Trading Away
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Kevin Andrew Hobbs, Formerly of PFS Investments, Barred by FINRA Following Allegations of Trading Away

Broker / Advisor Investigations

Kevin Andrew Hobbs, Formerly of PFS Investments, Barred by FINRA Following Allegations of Trading Away

By Jeffrey Sonn|2024-11-27T14:28:44-05:00March 17th, 2023|Broker / Advisor Investigations|

INVESTORS: Former PFS Investments broker Kevin Andrew Hobbs was barred by FINRA following allegations of trading away. Kevin Andrew Hobbs (CRD: 4267482) was registered as a broker with PFS Investments from 2001 until 2022. Hobbs has no other securities experience. Hobbs has seven disclosures on his BrokerCheck report. One customer dispute filed against Hobbs was [...]

SVB Financial Group Investors File Class Action Lawsuit

By Jeffrey Sonn|2025-05-15T15:21:30-04:00March 15th, 2023|Investment Loss Investigations|

Silicon Valley Bank, its CEO Greg Becker, and CFO Daniel Beck are facing a class action lawsuit for failing to disclose the potential risks of future interest rate hikes on its business. Filed in the U.S. district court for the Northern district of California, the lawsuit seeks unspecified damages for those who invested in SVB [...]

Losses in SVB Financial Group? Sonn Law Group Invites Investors to Contact the Firm to Discuss Options

By Jeffrey Sonn|2025-05-15T15:21:13-04:00March 14th, 2023|Investment Loss Investigations|

Sonn Law Group, PA – a nationwide investor and consumer protection law firm – announces that it is conducting an investigation on behalf of investors who purchased stock in SVB Financial Group (NASDAQ: SIVB). If you acquired stock in SVB Financial Group and wish to explore your potential claim, please submit your details below for a [...]

Can an SEC Lawyer Help Me Recover Investment Losses?
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Can an SEC Lawyer Help Me Recover Investment Losses?

Popular Articles, Securities & Investment FAQ

Can an SEC Lawyer Help Me Recover Investment Losses?

By Jeffrey Sonn|2023-03-09T13:02:21-05:00March 9th, 2023|Popular Articles, Securities & Investment FAQ|

If you've suffered significant investment losses as the result of securities fraud you should consult with an SEC attorney about your case. A qualified securities lawyer will be able to review the specific details of your case in order to determine precisely what action needs to be taken to protect your legal rights and financial [...]

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Jeffrey Donald Noard, Broker with Emerson Equity, Named in Customer Dispute Alleging Various Forms of Misconduct

Marcus Boggs, Formerly of Merrill Lynch, Barred by SEC Following Allegations of Misappropriation

Scott Michael Rosenberg, Broker with UBS Financial Services, Named in Multiple Customer Disputes Alleging Recommendations of Unsuitable Investments and Misrepresentation

Miche Jean, Formerly of Morgan Stanley, Named in Complaint by FINRA Alleging Failure to Appear for Testimony

Kevin Andrew Hobbs, Formerly of PFS Investments, Barred by FINRA Following Allegations of Trading Away

Can an SEC Lawyer Help Me Recover Investment Losses?

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