PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Brian DiBrino, Broker with American Portfolios Financial Services, Facing $625K in Customer Disputes Alleging Negligence and Breach of Fiduciary Duty
DiBrino is also accused of recommending unsuitable investments and negligence. [...]
Lonna Rae Dehn Ristvedt, Formerly of LPL Financial, Suspended by FINRA Over Allegations of Engaging in Private Securities Transactions
Ristvedt is accused of engaging in undisclosed and unapproved private [...]
Neemit Shah, Formerly of Northwestern Mutual, Suspended and Fined Over Alleged Unapproved, Private Securities Transactions
Shah is accused of engaging in undisclosed and unapproved private [...]
David Tucker, Formerly of Brooklight Place Securities, Facing Administrative Action by State of Florida Over Alleged Misconduct
Tucker is accused of selling securities without being registered, failing [...]
Stephen Whittaker, Formerly of First Financial Equity, Fined and Suspended by FINRA Over Allegations of Unreported Outside Business Activities
Whittaker agreed to a six-month suspension and $5K fine in [...]
Wells Fargo Pays $79M to Settle Class Action Over Forfeiture of Deferred Compensation Brought by Ex-Financial Advisors
The class action was filed by a former financial advisor [...]



























