PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
James Daughtry, Formerly of Kestra Investment Services, Sued for Alleged Fraud and Theft
Daughtry was barred by FINRA in March 2020 after refusing [...]
Gene Esplin, Formerly of Kalos Capital, Named in Customer Dispute Seeking $1M in Damages
The former client accused Esplin of making unsuitable recommendations in [...]
First Western Capital Management, Denver-based Investment Advisory Firm, Fined $200K by SEC
The firm was ordered to improve its compliance practices regarding [...]
David Hu, Co-Founder of International Investment Group, Charged in Alleged Ponzi Scheme
The SEC charged Hu with fraud and other violations in [...]
Dustin Shafer, Formerly of Money Concepts Capital, Named in Multiple Customer Disputes Seeking Over $500K
Shafer is accused of unsuitable recommendations, misrepresentations and omissions, and [...]
Scott Reed, Broker for First Financial Equity, Resigns from Wells Fargo Following Allegations of Selling Away
Reed was also named in a customer dispute alleging unsuitable [...]
