PROTECTING INVESTOR RIGHTS NATIONWIDE
Representing victims of investment fraud, broker negligence, and advisor misconduct nationwide.
INVESTMENT LOSS RECOVERY
Strategic recovery for harmed investors.
SECURITIES CLASS ACTIONS
Collective litigation for financial recovery.
WHISTLEBLOWER REPRESENTATION
Confidential advocacy for those exposing financial misconduct.
Strategic representation for investors seeking recovery from financial misconduct.
Sonn Law Group represents investors nationwide in FINRA arbitration, securities litigation, and complex investment recovery matters.
Collective legal action designed for meaningful financial recovery.
When widespread misconduct impacts groups of investors, a unified legal strategy can drive powerful results. Sonn Law Group represents clients in complex class actions involving securities fraud, corporate wrongdoing, and large-scale financial harm.
Confidential advocacy for individuals reporting financial misconduct and corporate wrongdoing.
Sonn Law Group represents whistleblowers in matters involving securities fraud, tax fraud, corporate misconduct, and other violations impacting investors and the public.
Cetera Advisors, LLC Charged with Breach of Fiduciary Duty and Defrauding Clients
The SEC alleges that unlawful gains in the amount of [...]
Rob Burns, Registered Representative with Cetera Advisors Networks, Involved in $500,000 Customer Dispute
Rob Burns is facing allegations of overconcentration and recommending unsuitable [...]
Yvonne Silguero, Financial Advisor for LPL Financial, Involved in $500,000 Customer Dispute
Yvonne Silguero is facing multiple allegations stemming from activity between [...]
Michael D’Aquila, Formerly of Merrill Lynch, Barred by FINRA for Alleged Conduct Inconsistent with Firm Standards
Michael D’Aquila consented to findings stating he was terminated for [...]
Steve Klinger, Formerly of Wells Fargo, Barred by FINRA Following Failure to Testify
Stephen Klinger allegedly deposited client funds into his own account [...]
Maureen Scalzo, Formerly of Benjamin F. Edwards & Company, Barred by FINRA Following Failure to Testify
Maureen Scalzo refused to participate in FINRA’s investigation into possible [...]
