Chang is also accused of over-concentrating the client’s portfolio. The Sonn Law Group is investigating allegations that Wenjinn Chang made unsuitable investment recommendations. If you[...]
Broker / Advisor Investigations
Reinstein currently has two pending disputes against him seeking a total of nearly $1M. The Sonn Law Group is investigating allegations that Mark Reinstein made[...]
David currently has two pending disputes against him seeking a total of nearly $1M. The Sonn Law Group is investigating allegations that Robert David committed[...]
Akhtar currently has two pending disputes against him seeking a combined total of over $200k. The Sonn Law Group is investigating allegations that Viqas Akhtar[...]
The customer alleged that Pechenik recommended unsuitable investments. The Sonn Law Group is investigating allegations that Barry Pechenik recommended unsuitable investments. If you or a[...]
Jamison is currently facing three pending customer disputes alleging unsuitability, breach of fiduciary duty, and other forms of misconduct. The Sonn Law Group is investigating[...]
Catoggio faced allegations that he failed to implement a compliance program designed to detect and report suspicious activity. The Sonn Law Group is investigating allegations[...]
Northwestern Mutual was fined $350k for failing to prevent Pearson from transferring client funds into his personal account. The Sonn Law Group is investigating allegations[...]
The customer is seeking $400K in damages for Nevin’s alleged misconduct. The Sonn Law Group is investigating allegations that Kevin Nevin made unsuitable investment recommendations.[...]
Kelton allegedly made investment recommendations that were unsuitable for the client. The Sonn Law Group is investigating allegations that Richard Kelton made unsuitable investment recommendations.[...]