Suspended after an investigation revealed Mr. Savell had participated in private securities transactions Sonn Law is investigating Former LPL Financial Broker Eric Savell. We represent[...]
LPL Financial
Barred by FINRA for allegedly misappropriating client funds OCTOBER 1, 2019 UPDATE: James Booth has been charged with operating a Ponzi scheme by the SEC. Click[...]
James Booth allegedly defrauded retail investors resulting in nearly $5 million in losses. This story was last updated on October 25, 2019 after Booth pleaded guilty[...]
History of Misrepresenting Customer Information If you’ve lost money investing with Jason Nelson or LPL Financial, you may have a claim. Contact Sonn Law today[...]
Philip J. Nalesnik (CRD# 4561380) is a previously registered broker and investment advisor. From 2008 to 2018, Mr. Nalesnik was registered with LPL Financial in[...]
What current and prospective clients should know about complaints and regulatory actions against LPL Financial LPL Financial is one of the largest financial services companies[...]
James Edward Bashaw (CRD# 1251491), is a broker and investment advisor previously registered with LPL Financial in Houston, Texas. Following an investigation, Bashaw was suspended[...]
Renee Altamirano (CRD#: 5644156) is a previously registered broker and investment adviser. From 2014 to 2018, she was a representative of LPL Financial in Hot[...]
Scott Patrick Klor (CRD#: 2493369) is a previously registered broker/investment advisor. From 2011 to 2017, Mr. Klor was a financial advisor with LPL Financial in[...]
James Bylenga (CRD#: 705143) is a previously registered broker and investment advisor. From June of 2016 to August of 2018, Mr. Bylenga was employed at[...]