The client is seeking over $100k in damages for Birkinbine’s alleged misconduct. The Sonn Law Group is investigating allegations that Randy Birkinbine made unsuitable investment[...]
Broker / Advisor Investigations
Bardeche is suspended for a period of nine months and ordered to pay a fine of $10,000. The Sonn Law Group is investigating allegations that[...]
The former clients are seeking over $500k in damages, collectively. The Sonn Law Group is investigating allegations that James McPherson made unsuitable investment recommendations. If[...]
The former client accused Esplin of making unsuitable recommendations in alternative investments. The Sonn Law Group is investigating allegations that Gene Esplin made unsuitable investment[...]
The client is seeking over $200k in damages for Schorr’s alleged misconduct. The Sonn Law Group is investigating allegations that Gretchen Schorr recommended unsuitable investments.[...]
FINRA’s complaint alleges that Poff failed to inform his firm of the outside business activities. The Sonn Law Group is investigating allegations that Jason Howell[...]
Jaimie Worden, founder of Worden Capital, was also named in the letter. The Sonn Law Group is investigating allegations that Jamie John Worden committed misconduct.[...]
Pratt is accused of negligence, breach of fiduciary duty, and other law violations. The Sonn Law Group is investigating allegations that Joseph Hershey Pratt committed[...]
Weith is accused of recommending an unsuitable financial plan to a customer. The Sonn Law Group is investigating allegations that Herbert Weith IV recommended unsuitable[...]
Howarter is accused of recommending unsuitable investments and negligence, among other forms of misconduct. The Sonn Law Group is investigating allegations that Lanny Howarter committed[...]