The customer alleged Jackman recommended illiquid products that were not unsuitable. The Sonn Law Group is investigating allegations that Rich Jackman recommended unsuitable investments. If[...]
Broker / Advisor Investigations
The customer alleged that Fernando made seven unsuitable transactions between March 2014 and November 2017. The Sonn Law Group is investigating allegations that Gihan Anil[...]
The customer alleges that Fross failed to follow instructions between March and August of 2020. The Sonn Law Group is investigating allegations that Thomas Fross[...]
Kenahan was previously accused of unsuitable investment recommendations, unauthorized trading, and excessive trading. The Sonn Law Group is investigating allegations that Charles E. Kenahan committed[...]
Kafkes was previously named in a customer dispute alleging unsuitable recommendations and agreed to a settlement. The Sonn Law Group is investigating allegations that Angelo[...]
Newport Coast Securities has since been expelled by FINRA. The Sonn Law Group is investigating allegations that Gregory McCloskey committed misconduct. If you or a[...]
Bryan Mazliach, Formerly of Westpark Capital, Facing Allegations of Excessive and Unsuitable Trading
Mazliach was named in a FINRA complaint alleging that he committed misconduct. The Sonn Law Group is investigating allegations that Bryan Mazliach made excessive and[...]
Schmitz is also facing a customer dispute alleging unsuitable investment recommendations and violation of state and federal securities laws. The Sonn Law Group is investigating[...]
The client alleged that the due diligence review performed on an alternative investment was unreasonable. The Sonn Law Group is investigating allegations that Gary Ginsberg[...]
Stein has two pending customer disputes seeking $850k in damages, collectively. The Sonn Law Group is investigating allegations that Shaun Stein recommended unsuitable investments. If[...]